KPMG at the National Conference on the Securities Industry

KPMG is proud to be a sponsor of this premier securities event.

New York Law School 185 W Broadway New York, NY 10013

KPMG is proud to be a sponsor of the National Conference on the Securities Industry. Presented by SIFMA and AICPA & CIMA, this event brings together top-level executives, regulators, and experts in the field to analyze the most recent advancements in securities regulation, auditing, and accounting standards.

KPMG sessions at the National Conference on the Securities Industry

Hear directly from KPMG professionals.

A Conversation with the Financial Accounting Standards Board

October 28, 2025, 10:00 a.m. - 10:50 a.m.

In a discussion with KPMG's Bob Malhotra, Financial Accounting Standards Board (FASB) Board Member, Joyce Joseph, will share her journey in the financial services industry including becoming a FASB Board member and her role on the Board. She will also discuss the relevant financial accounting and reporting standards impacting the securities industry, recent updates issued, and how FASB considers feedback from industry participants during standard setting activities.

KPMG moderator:

  • Robert Malhotra, Partner in Charge, Audit, Northeast Financial Services, KPMG US

AICPA Stockbrokerage and Investment Banking Expert Panel

October 29, 2025, 9:10 a.m. - 10:25 a.m.

Members of the AICPA Stockbrokerage and Investment Banking Expert Panel will discuss some of the securities industry accounting, regulatory, and auditing hot topics that they are currently addressing as part of the AICPA Panel.

KPMG panelist:

Digital assets

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Stablecoins

The Bridge Between Traditional Finance and Digital Assets

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Crypto and Digital Assets: Final GENIUS Act and Other Actions

Landmark stablecoin bill passes; market structure bill moves to the Senate

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National Banking Symposium on Digital Assets

National Banking Symposium on Digital Assets

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Industry insights

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The future of investment advice

Why combining trust and technology is key to attracting new generations of investors

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US Treasury central clearing and settlement transformation

Navigating the complexities of regulatory changes and their impact on treasury operations

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Rapidly changing regulatory landscape

The regulatory landscape for the digital asset industry is evolving rapidly, reflecting a shift from regulatory uncertainty and strict enforcement to a structured approach to foster compliance.

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24x5 trading

Market opportunities and trends

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Regulatory

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Ten Key Regulatory Challenges: 2025 Mid-Year Report

Growing regulatory divergence and fragmentation are key trends to watch in second half of 2025, according to KPMG's latest report.

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CECL Pulse Check Q3 2025

How companies are responding to economic impacts in their CECL estimates in Q3'25

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Regulatory Insights

The thought leader hub for timely insight on risk and regulatory developments

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Financial reporting

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2025 AICPA & CIMA Conference on Banks & Savings Institutions

Insights for banks and savings institutions from regulators, standard setters and industry experts.

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FASB proposes ASU on equity-classified preferred stock

The proposed ASU provides new guidance on the measurement of paid-in-kind dividends on equity-classified preferred stock.

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Q4 2025 Quarterly Outlook

KPMG professionals discuss this quarter’s accounting and financial reporting headlines.

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Meet our team

Image of Robert Malhotra
Robert Malhotra
Partner in Charge, Audit, Northeast Financial Services, KPMG US
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Image of Ryan Vaz
Ryan Vaz
Partner, Audit, Northeast Financial Services, KPMG US
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Image of Anthony Scalise
Anthony Scalise
Partner, Audit, KPMG US
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Image of Robert Malhotra
Robert Malhotra
Partner in Charge, Audit, Northeast Financial Services, KPMG US
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Image of Ryan Vaz
Ryan Vaz
Partner, Audit, Northeast Financial Services, KPMG US
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Image of Anthony Scalise
Anthony Scalise
Partner, Audit, KPMG US
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Top of mind issues for capital markets and wealth management

Stay ahead of the latest changes impacting the capital markets and wealth management industry, including regulatory shifts and the transformative power of Agentic AI.

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Financial Reporting View

Delivering insights to financial reporting professionals. Sharing our expertise and perspective. Informing your decision-making.

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KPMG. Make the Difference.


Some or all of the services described herein may not be permissible for KPMG audit clients and their affiliates or related entities.

The information contained herein is of a general nature and is not intended to address the circumstances of any particular individual or entity. Although we endeavor to provide accurate and timely information, there can be no guarantee that such information is accurate as of the date it is received or that it will continue to be accurate in the future. No one should act upon such information without appropriate professional advice after a thorough examination of the particular situation. KPMG LLP does not provide legal services.

The information contained herein is not intended to be “written advice concerning one or more Federal tax matters” subject to the requirements of section 10.37(a)(2) of Treasury Department Circular 230.

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