Surveillance is a key requirement for firms to detect instances of market abuse and other forms of misconduct. Performing surveillance is costly, with high volumes of false positives consuming a large number of resources and very few real risks identified.
Trader surveillance
Dealing with the challenges
Dive into our thinking:
Trader surveillance
Download this issues brief to learn how KPMG can help relieve the pressure on your surveillance program.
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Meet our team
Paul Fagone
Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US
Paul Fagone
Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US