KPMG is pleased to be an official sponsor of SIFMA’s 2026 C&L Seminar, which is taking place March 22–25, 2026, Grande Lakes Orlando. If you plan to attend, we invite you to join us for our speaking sessions.
Exploring Prediction Markets in Financial Services
Monday, March 23, 2026| 1:40 p.m.–2:40 p.m.
About the lunch and learn
Join us for an informative lunch and learn session on the evolving role of prediction markets within the financial services sector. Following legal developments over the past couple of years, prediction markets now encompass a range of events, from economic indicators to sports results. This session will cover the fundamentals of event contracts, examine the implications for financial institutions, and explore the regulatory challenges associated with these markets. Gain insight into how firms can navigate compliance and manage risks, particularly around material non-public information, in this rapidly changing landscape.
Session speakers
- Conway Dodge, Partner, FS Regulatory and Compliance Services, KPMG LLP
- DJ Hennes, Managing Director, FS Regulatory and Compliance Services, KPMG LLP
Status of Surveillance - Large Firms: Strategies and Technology Innovations
Tuesday, March 24, 2026 |11:10 a.m.-12:10 p.m.
About the session
This session dives deep into the key challenges and strategic innovations for large firms, tackling everything from emerging risks in prediction markets and tokenized securities to persistent data issues in legacy systems. Join us to unpack crucial lessons from recent enforcement actions and discover how your firm can harness the power of AI and LLMs to enhance compliance, increase efficiency, and maintain a competitive edge in a complex market.
Session speakers
- Dan Veale, Compliance Head of Technology Strategy and Innovation, Citigroup
- Eric Hains, Senior Director of Surveillance, Robinhood
- Amy Longo, Partner, Ropes & Gray
- Matthew Howard, Managing Director & Global Head of Surveillance, J.P. Morgan Chase & Co.
- Mike Sullivan, Principal, FS Regulatory & Compliance Risk, KPMG LLP
For more details, explore the event page. We hope to see you at the conference.
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