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KPMG at the National Conference on the Securities Industry

KPMG is proud to be a sponsor of this premier securities event.

New York Law School 185 W Broadway New York, NY 10013

KPMG is proud to be a sponsor of the National Conference on the Securities Industry. Presented by SIFMA and AICPA & CIMA, this event brings together top-level executives, regulators, and experts in the field to analyze the most recent advancements in securities regulation, auditing, and accounting standards.

KPMG sessions at the National Conference on the Securities Industry

Hear directly from KPMG professionals.

A Conversation with the Financial Accounting Standards Board

October 29, 2024, 10:00 a.m. - 10:50 a.m.

In a discussion with KPMG's Bob Malhotra, Financial Accounting Standards Board (FASB) Board Member, Joyce T. Joseph, will discuss the relevant financial accounting and reporting standards impacting the securities industry, including recent updates issued. This session will discuss how the Board considers feedback from industry participants during standard setting activities.

KPMG moderator:

AICPA Stockbrokerage and Investment Banking Expert Panel

October 30, 2024, 9:10 a.m. - 10:25 a.m.

Members of the AICPA Stockbrokerage and Investment Banking Expert Panel will discuss some of the securities industry accounting, regulatory, and auditing hot topics that they are currently addressing as part of the AICPA Panel.

KPMG panelist:

Regulatory

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Financial Services 2025 Regulatory Shifts

Administration Scenario Analysis

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2025: The Year of Regulatory Shift

Anticipated regulatory volume, complexity, and impact

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CECL Pulse Check Q3 2024

How companies are responding to economic impacts in their CECL estimates in Q3'24

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Ten Key Regulatory Challenges of 2024: Mid-year Look Forward

Putting the cards on the table

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Regulatory Insights

The thought leader hub for timely insight on risk and regulatory developments

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Financial reporting

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FASB proposes changes to hedge accounting guidance

The proposed ASU is intended to improve alignment of hedge accounting guidance with risk management activities.

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2024 AICPA Conference on Banks & Savings Institutions

Insights for banks and savings institutions from bankers, regulators, standard setters and industry experts.

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Q3 2024 Quarterly Outlook

Our quarterly update on accounting and financial reporting developments, including SEC matters and FASB activity.

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Generative AI

Generative AI will help banks accelerate digital transformation
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Generative AI will help banks accelerate digital transformation

Bridge the technology gap in banking and deliver business value through digital transformation.

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Building trust in GenAI for financial services

Explore how Gen AI reshapes financial services with an emphasis on trust, governance, and smooth integration for innovative growth.

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Industry
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Revolutionizing Financial Services with generative AI

Believe in your AI potential. Trust in our AI approach.

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AI in financial reporting and audit: Navigating the new era

US survey results - Financial reporting leaders' AI expectations for their companies and external auditors.

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Meet our team

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Ryan Vaz
Partner, Audit, Northeast Financial Services, KPMG US
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Image of Anthony Scalise
Anthony Scalise
Partner, Audit, KPMG US
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Image of Ryan Vaz
Ryan Vaz
Partner, Audit, Northeast Financial Services, KPMG US
Read bio
Image of Anthony Scalise
Anthony Scalise
Partner, Audit, KPMG US
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2024 U.S. Banking Industry Outlook Survey

March 2024 survey results of 200 senior banking executives, providing insights on trends shaping the industry's present and future.

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Top of mind issues for capital markets and wealth management

Stay ahead of the latest changes impacting the capital markets and wealth management industry, including regulatory shifts and the transformative power of Agentic AI.

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Financial Reporting View

Delivering insights to financial reporting professionals. Sharing our expertise and perspective. Informing your decision-making.

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2024 National Conference on the Securities Industry

Highlights from the 2024 SIFMA FMS and AICPA & CIMA National Conference on the Securities Industry event and impacts on broker-dealers.

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Some or all of the services described herein may not be permissible for KPMG audit clients and their affiliates or related entities.

The information contained herein is of a general nature and is not intended to address the circumstances of any particular individual or entity. Although we endeavor to provide accurate and timely information, there can be no guarantee that such information is accurate as of the date it is received or that it will continue to be accurate in the future. No one should act upon such information without appropriate professional advice after a thorough examination of the particular situation. KPMG LLP does not provide legal services.

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