Helping clients meet their business challenges begins with an in-depth understanding of the industries in which they work. That’s why KPMG LLP established its industry-driven structure. In fact, KPMG LLP was the first of the Big Four firms to organize itself along the same industry lines as clients.

How We Work

We bring together passionate problem-solvers, innovative technologies, and full-service capabilities to create opportunity with every insight.

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Careers & Culture

What is culture? Culture is how we do things around here. It is the combination of a predominant mindset, actions (both big and small) that we all commit to every day, and the underlying processes, programs and systems supporting how work gets done.

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Financial Services Risk, Regulatory and Compliance

KPMG brings innovative solutions that meet the unique risk and compliance demands of the financial services industry.

Financial Services Regulatory and Compliance

Financial institutions turn to KPMG to advance and transform their regulatory and compliance risk capabilities

We understand the unique needs of the sector because that’s where we come from. Our team is made up of former transactors and business managers, regulators, technologists, chief compliance officers, and risk management leaders—in short, we know your customers and stakeholder networks, your products, and your business.

Clients rely on our cross-functional experience and technology-enabled approach to help them meet the demands of today's financial services sector—protecting the assets of and building trust among consumers, investors, and other stakeholders and addressing current challenges such as cyber threats, ESG sustainability concerns, and enhanced regulatory scrutiny.

We have advised leading financial institutions across the globe—let us put our knowledge and experience to work for you.

Areas where we can help:


  • Regulatory Remediation Response and Undertaking
  • Control Assurance
  • Risk Strategy & Transformation
  • M&A Risk Integration
  • Risk Management Solutions 
  • Operational Resilience
  • Advanced Analytics
    • Data Driven Risk Management
    • Code Review Capabilities
    • Issue & Complaint Management Analytics
    • Model Documentation
    • Surveillance
  • Convergence
  • Conduct & Culture
  • Risk & Control Self-Assessments


  • Regulatory Remediation Response and Undertaking
  • Compliance and Supervisory Reviews
    • Core Compliance and Supervisory Reviews
      • Fee and Expense Reviews
      • Recordkeeping Reviews (e.g., FDIC 370)
      • Compliance Due Diligence & Integration
  • Regulatory Change
  • Consumer Protection
  • Compliance Transformation
  • Compliance Automation & Analytics
  • Crypto Regulatory Strategy & Support
  • SIFI Designation
  • Digital Banking
  • Licensure Services

Explore client stories

Read case study perspectives directly from our clients

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Banking on improved regulatory compliance

KPMG is helping a financial services firm build a broad, thorough and sustainable framework for its compliance efforts around the world.

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Fortifying a new era of trusted banking relationships

KPMG helped a large U.S. bank reexamine its risk approach: tools, methodologies, and processes from top to bottom.

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Smarter, faster loan reviews

KPMG helped the U.S. Federal Housing Administration protect against losses with user-friendly technology and streamlined processes.

More stories

Read about how we help clients enhance their customer experience, improve business performance, and drive new revenue streams—then let us do the same for you.

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