KPMG is dedicated to working with our clients to identify ways to advance the compliance journey from costly response and remediation to one of enhanced prevention and detection. With innovation, we help our clients realize these goals and drive effectiveness, efficiency, agility and sustainability in their programs. Our regulatory and compliance transformation framework to include eight key elements that aim to drive prevention, detection and response with governance and culture at the core. Compliance accountability starts with a strong compliance culture with tone at the top, and reaches across the three lines of defense.
KPMG regulatory and compliance service offerings
The KPMG cross-industry regulatory and compliance team focuses on the regulatory enforcement environment and its related compliance operations including assessments, remediation, due diligence, transformation, process mapping and analytics. We strategically assist organizations with business and compliance transformation to achieve improved and more sustainable adherence to regulatory requirements, cost and risk mitigation across the globe:
- Obligation mapping to requirements, risks, controls and testing
- Priority solutions and tools
- Issue/complaint management assessment
- Third-party/vendor compliance audits
- Testing, monitoring and surveillance
- Regulatory and business change management
- Large-scale remediation assistance and PMO
- Sell-side and buy-side diligence assistance
- Compliance transformation and automation
- Compliance audits/gap assessments/maturity assessments