Reporting of securities loans: SEC final rule
Daily reporting requirements and publication of information for securities loans and related modifications
Discover the essential details of the Securities and Exchange Commission's (SEC) Rule 10c-1a. This new regulation, passed on October 13, 2023, mandates daily reporting and publication of information for securities loans and related modifications.
Investment Managers, Lending Agents/ Intermediaries, and Broker-Dealers will find helpful details including:
- Who must report
- What is included (and what is not) in the reporting process
- The key milestones to keep in mind
- The key challenges and insights on how to overcome them.
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Reporting of securities loans: SEC Final Rule
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Aim to make the US Treasury market more resilient and competitive
New standards for centralized clearing of US Treasury securities and application of broker-dealer customer protection rule
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Reporting of Securities Loans: SEC Final Rule
Daily reporting requirements and publication of information for covered securities loans and related modifications on most securities
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