Top of mind issues for capital markets and wealth management
In the dynamic world of capital markets and wealth management, regulatory and operational changes are reshaping the industry.
As we move into the second quarter of 2026, the regulatory and operational landscape for capital markets and wealth management is reaching a pivotal turning point. With the SEC’s fiscal year 2026 roadmap now officially in play, firms are facing a renewed focus on investor protection, market stability, and the integration of emerging technologies.
Explore the issues impacting the industry:
- SEC examination priorities for 2026
- New leadership and regulatory shifts at the SEC
- Clarification on the custody of cryptoasset securities
- UST clearing mandate update
- Modernization of wealth management operations
Dive into our thinking
Top of mind issues for capital markets and wealth management – April 2026 edition
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Top of mind banking and capital markets issues
What's top of mind for banks? Growth, cost optimization, and credit top the list.
Read moreMeet our team
Joseph Santucci
Partner, Audit, KPMG LLP
Michael Sullivan
Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US
Murat Oztan
Director Advisory, KPMG US
Turgay Mehmet
Advisory Managing Director, C&O Financial Services, KPMG US
Michael Martinen
Advisory Managing Director, C&O Financial Services, KPMG US
Joseph Santucci
Partner, Audit, KPMG LLP
Michael Sullivan
Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US
Murat Oztan
Director Advisory, KPMG US
Turgay Mehmet
Advisory Managing Director, C&O Financial Services, KPMG US
Michael Martinen
Advisory Managing Director, C&O Financial Services, KPMG US