Top of mind issues for capital markets and wealth management
In the dynamic world of capital markets and wealth management, regulatory and operational changes are reshaping the industry.
Navigating the complexities of today's capital markets and wealth management sectors requires a strategic and proactive approach. Discover guidance on how to navigate evolving regulations such as Reg BI and the SEC mandate requiring in-scope US Treasury repurchase and reverse repurchase transactions to be cleared via a Covered Clearing Agency. Gain insights into the changing adviser-investor relationship, shaped by the influence of agentic AI, and the massive intergenerational wealth transfer that necessitates blending human guidance with digital tools in the “hybrid mandate.”
Explore these issues impacting the industry:
- Regulation Best Interest (Reg BI)
- Cybersecurity and operational resilience (SEC Rules 15c3-1/15c3-3)
- Changes at the SEC – Impact on wealth and asset management
- The hybrid mandate: Adapting to the new investor
- SIFMA securities conference highlights
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Top of mind issues for capital markets and wealth management – January 2026 edition
Download PDFAddressing top-of-mind capital markets and wealth management issues
Q3 2025 edition
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Q1 2025 edition
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Top of mind banking and capital markets issues
What's top of mind for banks? Growth, cost optimization, and credit top the list.
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