Regulatory compliance insights
Fresh thinking and actionable insights that address critical issues your organization faces.
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InsightRisk 'complacency': Regulatory challenges
Deliberately guard against overconfidence by raising risk and compliance investment and voice.
InsightManaging the risk of regulatory changes
Today's changing business landscape brings with it a myriad of regulatory challenges, including large volume and pace of changes to laws and regulations across jurisdictions, states, and countries. The regulatory landscape is constantly evolving, and understanding it demands a deep knowledge of the organization's operations, past, present, and future.
InsightRisk and regulatory insights
Fresh thinking and actionable insights that address critical issues your organization faces.
InsightRisk Factors Webcast | 2025 Risk and Regulatory Outlook
Part of the Risk Factors webcast series. This edition will focus on 2025 Risk and Regulatory Outlook
January 30, 2025
InsightRegulatory Insights
The thought leader hub for timely insight on risk and regulatory developments
InsightClimate and sustainability: Regulatory challenges
Regulatory expectations for measuring, monitoring, and mitigating climate-related financial risk are rapidly evolving.
InsightRisk and Governance: 2023 Regulatory Challenges
Insights on board importance, risk management, and mitigating misconduct
InsightRegulatory Recap – Third Quarter 2023 and What's to Come
Recapping regulatory developments in Q3 2023
InsightClimate-Related Risk: CFTC Request for Information
The CFTC is seeking input on the evolving regulatory landscape for measuring, monitoring, analyzing, and reporting climate-related risks.
InsightManage Risk and Compliance
A modern, dynamic approach to risk and regulatory compliance can generate trust, value and competitive edge for your enterprise.
InsightBCBS publication: Principles for managing and supervising climate-related financial risks
The Basel Committee has released final principles for the effective management and supervision of climate-related financial risks.
InsightValuation vulnerabilities: Regulatory challenges
Certain sectors may be susceptible to corrections due to inflation/interest rates and focus on fairness and competition.
InsightTech and resiliency: Regulatory challenges
Interconnectedness and interdependencies amplify the risks of increasingly frequent and significant disruptions.
InsightNavigating evolving cyber risks in the energy sector
Amid increasing cyber risks and regulatory changes, a robust governance and risk framework is key to building resilience and trust.
InsightRegulatory Recap – July 2023
Recapping regulatory developments in July 2023
InsightCyber and data: Regulatory challenges
Mitigation and resilience initiatives relative to frequency and impact of cyber threats are needed for this 'foremost' risk.
InsightBank Supervision and Regulatory Change
Federal push for changes to financial services supervision and regulation
InsightInsurance Risks: Compliance with NY DFS climate guidance
Guidance focuses insurers on climate-related governance, risk management, scenario analysis, and disclosure
InsightHeightened Risk Standards: Focus on Trade Surveillance
Mitigating operational and market conduct risk
InsightHeightened Risk Standards: Focus on Data Management (& BCBS 239)
Intensified scrutiny of risk data management/governance practices
InsightRegulatory Recaps
Recapping regulatory activity each month
InsightSupervisory and Regulatory Approaches to Climate-related Risks: FSB, OCC and FDIC
FSB consultative report: OCC, FDIC draft principles
InsightExamination and Risk Monitoring: FINRA 2022 Report
Highlighting exam findings, effective practices, and relevant considerations
InsightRegulatory Oversight: FINRA 2024 Annual Report
Key supervisory risk areas
InsightClimate Risk: FRB Report on Scenario Analysis Pilot
Acknowledging differences in approach and data challenges
InsightHeightened Risk Standards: Focus on Risk Frameworks, Processes, and Controls
Increased regulatory scrutiny in the management of risk and controls
InsightRegulatory Recap & Look Forward
Insights from Q2 2024
InsightBank Regulatory Change
Administration encourages federal banking agencies to make regulatory and supervisory changes
InsightSEC 2023 Regulatory Agenda
Continuing a brisk pace and breadth of activity
InsightRegulatory focus on overdraft fees
CFPB research papers and OCC review of bank overdraft programs
InsightFraud and financial crimes: Regulatory challenges
The preponderance of threat risks—cybersecurity, ransomware, cryptocurrency, identity theft—are technology-driven.
InsightClimate Risk: FRB principles for climate-related financial risk management
Proposal in advance of anticipated interagency guidance
InsightExpanded Risk Governance and Management: FDIC Proposed Guidelines
Expectations for board governance and for board and management risk management responsibilities
InsightRegulatory Recap – April 2023
Recapping regulatory activity in April 2023
InsightClimate Risk: Insurance data collection; FSB progress reports
Continued focus on climate-related financial risks, related disclosures, and prudential oversight
InsightSEC Risk Alert: Examining Broker-Dealers
Selection, scope, and document requests
InsightRegulatory Recap – October 2022
Recapping regulatory activity in October 2022
InsightRegulatory Countdown to 2024
Top Regulatory Insights issuances from this year
InsightClimate Risk: FRB pilot scenario analysis
Measuring and managing climate-related risks
InsightRegulatory Recap – July 2022
Recapping regulatory activity in July 2022
InsightRegulatory Recap & Look Forward: October 2024
Regulatory activity at a glance
InsightCommercial Real Estate (CRE): Expanded Regulatory Focus
Reports/guidance emphasize CRE challenges and risk mitigation
InsightSwaps: SEC Examinations Risk Alert; CFTC Proposals
To strengthen reporting, recordkeeping, risk management, and operational resilience
InsightHeightened Risk Standards: Focus on AML/BSA
Increased regulatory scrutiny in the management of AML/BSA
InsightFairness and inclusion: Regulatory challenges
The parameters of 'fairness' have expanded to include all consumer touchpoints.
InsightRegulatory Countdown to 2025
Top Regulatory Insights issuances from this year
InsightRegulatory Recap & Look Forward: Q3 2024
Insights from Q3 2024
InsightPlatforms and conduct: Regulatory challenges
Unprecedented and rapid developments in data, tech, and social media are reshaping financial services.
InsightTen Key Regulatory Changes | Risk Sustainability
Demonstrate “sustainability” of risk functions by embedding it across risk pillars, financial analysis, and business as usual
InsightCrypto and digital assets: Regulatory challenges
Regulatory focus is increasing as usage by investors, companies, and some central banks grows.
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