Claudia Mattis

Claudia is a Director in the Advisory practice with a focus on Regulatory Risk and Compliance. Based in the New York office, Claudia advises Capital Markets clients on designing and enhancing supervisory, surveillance, and regulatory control frameworks for broker‑dealers and top‑tier banks. She has led teams addressing consent orders, matters requiring attention, and broader remediation mandates. Her work spans compliance risk management, regulatory reporting, issue‑management frameworks, and optimization of transformation initiatives focused on enhancing cost visibility, streamlining processes, and strengthening data‑driven decision‑making. Claudia also validates consent‑order remediation to resolve MRAs and partners across the three lines of defense to streamline processes, strengthen compliance and operations controls, and scale transformation—improving transparency, resilience, and execution efficiency.