Partner, Advisory, FS Regulatory & Compliance Risk, KPMG US
Partner, Advisory, FS Regulatory & Compliance Risk
Mike is a Partner in KPMG’s Financial Services Regulatory Risk Advisory group, and helps lead the firm’s US Compliance and Consumer Regulatory Practice. With over 25 years of experience, he works closely with leading banks and financial services companies, helping all lines of management, and boards, to achieve strategic objectives while meeting regulatory expectations. Mike primarily focuses on compliance transformation services, supervisory and enforcement matters, enterprise-wide compliance and risk management programs, consumer protection, Fair and Responsible Banking services, and conduct risk governance. Mike serves as the lead regulatory advisory professional for several top banks.
Most recently, Mike was a member of the Compliance Senior Leadership Team for Capital One Financial Corporation. In this role, he served as the Chief Compliance Officer responsible for all aspects of compliance risk for Capital One’s global credit card businesses. In addition, Mike was responsible for compliance risk oversight of Capital One’s Global Finance organization, Third Party Management, Foreign Corrupt Practices Act and all support staff functions.
Mike holds JD, MBA and cum laude BBA degrees, as well as active certifications as a Certified Regulatory Compliance Manager, Certified Anti-Money Laundering Specialist, Certified Information Privacy Professional, Certified Public Accountant and is an active member of the Virginia Bar in addition to being a frequent speaker and author on compliance and risk topics. Mike was awarded the prestigious honor of being chosen as one of the “Top 12 Global Thought Leaders in Ethics and Compliance” by Compliance Week publications.