Podcast overview
Getting a deal to the finish line is a monumental task. But what few appreciate is that navigating the SEC's post-acquisition reporting rules can be just as complex. The path forward is filled with hidden tripwires that can impact future capital raises and strategic plans.
We simplify the disclosure game with former SEC veteran, Melissa Rocha. We break down the essential requirements that every acquirer must face and reveal the secrets to the all-important waiver process — sharing what it truly takes to build a winning argument with the staff. Then, we discuss the often-overlooked traps, including how a future offering can completely change your compliance timeline.
Podcast contents
- 00:00 – Introduction
- 02:35 – SEC rules of the road
- 05:20 – Evaluating significance
- 08:40 – The art of the waiver
- 18:30 – Registration statements: the ultimate trap door
- 31:40 – The Bottom Line
Explore more
Resource
Handbook: SEC reporting for business combinations
Our in-depth guide to the SEC’s filing and reporting requirements related to significant acquisitions and dispositions.
Resource
Is the M&A market ready for lift off?
M&A is back, but the game has changed. We break down the new rules for creating value in a volatile dealmaking environment.
Financial reporting
Tune in to get our takes on the latest financial reporting headlines.
Meet our team
