KPMG is thrilled to be an official sponsor of the SIFMA 2025 C&L Seminar, taking place from March 23-26 in the vibrant city of Austin, TX. This premier event offers invaluable insights and networking opportunities for industry leaders, and we are excited to be part of it!
Explore the Conference Agenda here.
Special Invitation: KPMG Lunch & Learn Session
If you plan to attend the seminar, we warmly invite you to our exclusive Lunch & Learn speaking session:
Navigating the Nuances: Adapting Marketing Strategies under New Compliance Standards
Monday, March 24, 2025 | 1:40 p.m. – 2:40 p.m.
About the session:
Explore lessons learned and ongoing challenges and uncertainties relating to compliance with the 2021 updates to the SEC’s Investment Adviser Marketing Rule. The discussion will focus on how to maintain an effective and compliant marketing program in an ever-evolving media landscape.
We look forward to welcoming you to our session, where you can gain valuable insights from industry leaders and position your firm ahead in the evolving compliance landscape.
Session speakers:
- Daniel Haff, Chief Compliance Officer, North America, Insight Investment
- Jonathan Matthews, Chief Compliance Officer, Wealthfront
- Mark McKeever, Director, Regulatory and Compliance Services, KPMG LLP
- Chris Seigle, Director, Regulatory and Compliance Services, KPMG LLP
For more details, explore the event page.
