Offered by KPMG Executive Education:
Introduction to SEC Reporting & Compliance will be held August 13 online
Register for this live virtual seminar and gain a practical introduction to SEC reporting and compliance. Learn from an experienced instructor with real-world examples, and earn an estimated 4 CPE credits upon completion. This seminar is designed for finance professionals who are new to SEC reporting.
What You Can Learn
With an emphasis on understanding the rules, forms and SEC guidance, this course can help you acquire knowledge and skills related to SEC reporting and compliance.
Topics include:
- describing the SEC, its operations and organization
- differentiating between the 1933 Act and 1934 Act
- recognizing and explaining the statutes, rules and forms (10-Q, 10-K, 8-K)
- recognizing the SEC guidance (including comment letters) that is implemented in practice.
Using actual SEC filings and case studies, you'll practice applying the concepts covered in this seminar to various scenarios and situations.
Interactive and Engaging
Our live virtual offerings are delivered in shorter modules across multiple days, which helps you avoid screen overload and ensures time each day for your other work. Learners receive real-time, interactive training led by industry professionals in an online environment.
Our small-class setting includes live video, captioning options in 29 languages and the opportunity to interact directly with the instructor. Attend live classes from anywhere and receive the same industry-respected content as our corresponding in-person seminars.
Meet our team
