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U.S. SEC Division of Investment Management Update

KPMG reacts to new SEC Division of Investment Management ruling

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The Division of Investment Management develops regulatory policy for investment advisers and investment companies, including mutual funds, exchange-traded funds, and other funds and products in the asset management industry. The Division advises the Commission on whether to propose, adopt, or amend rules and forms under the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Check out our summary of the latest updates.

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U.S. SEC Division of Investment Management Report

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U.S. SEC Division of Investment Management Update

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Sean McKee
National Practice Leader - Public Investment Managment, KPMG US
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Matt Giordano
U.S. Industry Leader – Public Investment Management, KPMG U.S.
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