U.S. SEC Division of Investment Management Update
KPMG reacts to new SEC Division of Investment Management ruling
Share
The Division of Investment Management develops regulatory policy for investment advisers and investment companies, including mutual funds, exchange-traded funds, and other funds and products in the asset management industry. The Division advises the Commission on whether to propose, adopt, or amend rules and forms under the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Check out our summary of the latest updates.
Dive into our thinking:
U.S. SEC Division of Investment Management Report
Download the ReportU.S. SEC Division of Investment Management Update
Download PDFMeet our team
Sean McKee
National Practice Leader - Public Investment Managment, KPMG US
Matt Giordano
U.S. Industry Leader – Public Investment Management, KPMG U.S.
Sean McKee
National Practice Leader - Public Investment Managment, KPMG US
Matt Giordano
U.S. Industry Leader – Public Investment Management, KPMG U.S.