2023 National Conference on the Securities Industry
Highlights from the 2023 National Conference on the Securities Industry event and impacts on broker-dealers.
Banking and Capital Markets
At the 2023 National Conference on the Securities Industry, speakers discussed various topics that are impacting the broker-dealer industry, which highlighted the effects of current and proposed regulations and accounting standards facing firms, auditors, and the industry as a whole.
Download the report to learn more about the topics discussed:
- Conference highlights
- The increasing pace of regulation
- Operational resilience
- A look at FASB’s latest activities
- AI innovation and challenges
Dive into our thinking:
National Conference on the Securities Industry
Download PDFMeet our team
Luba Liberman
Partner, Audit, KPMG LLP
Jim McConekey
Partner, Audit, KPMG LLP
Anthony Scalise
Partner, Audit, KPMG US
Ryan Vaz
Partner, Audit, Northeast Financial Services, KPMG US
Tanmay Patani
Advisory Managing Director, Cyber Security Services, KPMG US
Luba Liberman
Partner, Audit, KPMG LLP
Jim McConekey
Partner, Audit, KPMG LLP
Anthony Scalise
Partner, Audit, KPMG US
Ryan Vaz
Partner, Audit, Northeast Financial Services, KPMG US
Tanmay Patani
Advisory Managing Director, Cyber Security Services, KPMG US
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