Industries

Helping clients meet their business challenges begins with an in-depth understanding of the industries in which they work. That’s why KPMG LLP established its industry-driven structure. In fact, KPMG LLP was the first of the Big Four firms to organize itself along the same industry lines as clients.

How We Work

We bring together passionate problem-solvers, innovative technologies, and full-service capabilities to create opportunity with every insight.

Learn more

Careers & Culture

What is culture? Culture is how we do things around here. It is the combination of a predominant mindset, actions (both big and small) that we all commit to every day, and the underlying processes, programs and systems supporting how work gets done.

Learn more

KPMG 2023 CCO Survey: Banking & Capital Markets

The CCO survey reveals how Banking & Capital Markets CCOs are adapting to new regulatory requirements, progressing their ESG initiatives, and more. 

Anticipating more scrutiny

The KPMG 2023 Chief Ethics & Compliance Officer (CCO) Survey* found that CCOs in the Banking & Capital Markets (B&CM) industries are focused on new regulatory requirements, progressing their ESG initiatives, and expanding their use of technology. However, they face challenges such as compliance pressure from their boards, new regulatory requirements, and the need to attract capable talent to their companies.

Dive into our thinking:

Discover key drivers, and three actions CCOs can take related to the key findings.

Download PDF

Banking & Capital Markets face pressure to comply with new regulations and expand ESG initiatives. To stay ahead, they must enhance existing applications, implement advanced technology, and promote a data-driven culture that supports compliance as everyone's responsibility.

Peter Torrente

National Sector Leader - Banking & Capital Markets, Partner Audit

Challenges on the horizon

New regulatory requirements top the list of compliance challenges over the next two years for CCOs across B&CM. Today, recent supervisory pressures, consumer protection agendas, and little grace on compliance deadlines may have CCOs even more concerned with new regulatory requirements.

Top challenges in Banking & Capital Markets:

Banking

 

Capital Markets
 

“Compliance professionals are being pressed to innovate, anticipate, and outperform, all while stakeholder expectations increase faster than budgets. A robust enablement strategy with broad buy-in will be imperative to automate key compliance activities while optimizing enterprise data insights.”
- Todd Semanco, FS Regulatory & Compliance Risk – Partner, Advisory

*The KPMG 2023 CCO Survey is conducted bi-yearly to explore the priorities and two-year outlook of 240 CCOs from some of the largest ($5B+ in revenue) organizations in the world. Their responses offer valuable insights into key areas of ethics and compliance across seven industries.

2023 KPMG Chief Ethics & Compliance Officer Survey

Anticipating more scrutiny

Thank you

We've received your information.

Thank you for your interest in the KPMG 2023 Chief Ethics & Compliance Officer Survey. Download the PDF below. 

Download PDF

Request the KPMG 2023 CCO Survey Report

Complete the form below to access the survey results and receive our regulatory and compliance transformation insights.

By submitting, you agree that KPMG LLP may process any personal information you provide pursuant to KPMG LLP's Privacy Statement.

An error occurred. Please contact customer support.

Explore more

Banking and capital markets
Webcast Replay Webcast Upcoming Listen Now

Banking and capital markets

Delivering financial strategies that work and results that matter.

Webcast Replay Webcast Upcoming Listen Now

Automating Anti-Money Laundering (AML)

Three fundamental reasons to invest in financial crime automation strategies

Webcast Replay Webcast Upcoming Listen Now

National Banking Symposium - January 2024

National Banking Symposium, January 2024

Thank you!

Thank you for contacting KPMG. We will respond to you as soon as possible.

Contact KPMG

Use this form to submit general inquiries to KPMG. We will respond to you as soon as possible.

By submitting, you agree that KPMG LLP may process any personal information you provide pursuant to KPMG LLP's Privacy Statement.

An error occurred. Please contact customer support.

Job seekers

Visit our careers section or search our jobs database.

Submit RFP

Use the RFP submission form to detail the services KPMG can help assist you with.

Office locations

International hotline

You can confidentially report concerns to the KPMG International hotline

Press contacts

Do you need to speak with our Press Office? Here's how to get in touch.

Headline