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Chris is a leader in KPMG’s capital markets risk and compliance practice group and has extensive experience advising capital markets participants and other financial institutions on regulatory, risk management, and compliance matters. He has helped firms on a wide range of matters, including licensing and registration, undertakings and remediation, exam preparedness, and risk and compliance program assessments and uplifts. Prior to consulting, Chris worked for FINRA’s National Cause & Financial Crimes Detection Program.