Mark McKeever
Director Advisory, FS Regulatory & Compliance Risk
Mark is a Director with KPMG in the investment management operational and regulatory risk practice and has more than 20 years of experience in the asset management industry including service as a senior securities compliance examiner with the Securities and Exchange Commission (SEC). His areas of concentration include a deep knowledge of Asset Management operations, US Securities Laws and Regulations and their practical applications across various business models within the Asset Management, Alternative Investments, and Mutual Fund industry sector.
Mark has successfully assisted clients with implementing end to end enterprise wide business process design and key control mappings and compliance program design and assessments. The end results achieved were sustainable models for performing ongoing operational and regulatory risk assessments, and on-going monitoring and effectiveness testing across mid and back office operations in addition within second line risk and compliance functions.