Podcast overview
What really goes into filing a Form S-1 – and what can go wrong if you don’t plan ahead? In this episode, former SEC veteran Melissa Rocha joins us to unpack the S-1 review process, share common pitfalls that derail IPO timelines, and offer practical tips for engaging with the SEC staff. Whether you're heading toward an IPO or just want to understand how the process really works, this episode is packed with insights you won’t want to miss.
Podcast contents
- 00:00 – Introduction
- 05:15 – Filing process and communication with the SEC
- 09:35 – Comment letters and review process
- 20:55 – Financial statement requirements
- 26:25 – Specific accounting considerations
Explore more
Resource
US issuers: US public offerings filing requirements
KPMG and Latham & Watkins help navigate financial statement requirements under federal securities laws: US issuers.
Resource
Private entity reporting – Mid-year insights
KPMG professionals discuss current trends and hot topics in accounting and financial reporting impacting private entities in 2025 and beyond.
SEC matters
Keeping you up to date about SEC staff positions on reporting matters and proposed rulemaking that will affect registrants
Meet our team
