10.26.2023
Join SIFMA and KPMG on October 26 in New York City as they co-host a discussion on 2024 Considerations for Capital Markets. This event will bring together industry leaders to discuss the role GenAI plays in post-trade operations, tax risk, and how the impacts of current events and related business risks may impact financial and regulatory reporting risks. We’ll end the afternoon with conversation and cocktails.
This event is complimentary and open to SIFMA members and KPMG clients.
What role can generative AI play in post-trade operations? During this panel discussion we will explore automation of communication and manually intensive tasks, AI-driven insights and predictive analytics, improving adherence to regulatory and audit compliance, and AI focused learning and development for staff.
This session will delve into prominent tax risks with respect to trading operations. We'll cover tax controversy, tax considerations with client onboarding for trading customers, tax information and reporting issues, and operational transfer pricing.
This session will discuss the impacts of current events and related business risks on the financial and regulatory reporting of a broker-dealer. The panel will review the types of business risks inherent in the securities industry, how broker-dealers and other market participants seek to manage such risks and some illustrative examples of past broker-dealer failures resulting from ineffective management of such risks.
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