“In my experience, there’s no such thing as luck—only outcomes shaped by preparation."
— Obi-Wan Kenobi, Star Wars Episode IV: A New Hope
That preparation was evident as executive and agency actions taken in April demonstrate the breadth of regulatory concerns.
Challenge:
Are you able to match the applicable agency to regulatory activity in each of these areas?
Click "Download PDF" below for the answer key.
IPO activity
Federal preemption of fees
New National Fraud Enforcement Division
ECOA/Reg B amendments
Fiduciary responsibilities of investment advisers
New framework for chartering/licensing
PFAS destruction and disposal
TV ratings system
Social media scams
Accelerated licensing of microreactors
Agency Bank | |
|---|---|
CFPB | FTC |
DOJ | NCUA |
DOL | NRC |
EPA | OCC |
FCC | SEC |
Dive into our thinking:
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Laura Byerly
Managing Director, KPMG Regulatory Insights, KPMG LLP
Laura Byerly
Managing Director, KPMG Regulatory Insights, KPMG LLP