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Regulatory Recap – Third Quarter 2023 and What's to Come
Recapping regulatory developments in Q3 2023 and a look to 2024
The market turmoil of the spring has led to key Q3 regulatory activity and sets the stage for 2024.
We showcase “big rock” regulatory Q3 activity, including:
- The Basel III Endgame, long-term debt, and resolution proposals, as well as guidance on liquidity risks and contingency planning.
- SEC final rules on Money Market Fund Reforms and the Names Rule, as well as Risk Alerts on investment adviser supervision and AML enforcement.
- AI/Automated systems, including SEC conflicts of interest proposal on predictive analytics and CFPB guidance on companies using AI for credit decisions.
As we plan for 2024, we provide a preview of the much-anticipated Ten Key Regulatory Challenges of 2024, including the regulatory intensity spanning across:
- Risk Management & Governance
- Financial Risk
- Consumer & Investor Protection
- Technology & Data Risks
For these and other notable regulatory developments during the third quarter of 2023, see KPMG Regulatory Insights’ Regulatory Recap – September 2023 and What's to Come
Dive into our thinking:
Regulatory Recap | Third Quarter 2023 and What's to Come
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Meet our team
Amy S. Matsuo
Principal, U.S. Regulatory Insights & Compliance Transformation Lead, KPMG LLP
Amy S. Matsuo
Principal, U.S. Regulatory Insights & Compliance Transformation Lead, KPMG LLP
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