Regulatory Recap – November 2022

November 2022

With 2023 planning well underway, we recap November’s key regulatory activity. This continued high regulatory pace—despite the concurrent election cycle and jurisdictional authority court challenges—includes such areas as:

• Attention to crypto and digital asset regulatory “guardrails”
• New proposed third-party oversight requirements for investment advisers
• Regulatory speeches and report on the focus and levels of regulatory enforcement

For these and other notable regulatory activities last month, see KPMG Regulatory Insights’ Q4 2022 Regulatory Recap - November at a glance.