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B.S., Accounting, Seton Hall University
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MBA in Finance, Seton Hall University
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Industry Regulatory Registration for General Securities Principal
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Industry Regulatory Registration for Chief Compliance Officer
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SIFMA Compliance and Regulatory Policy Committee (prior Self-Regulation Committee)
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SIFMA Dodd-Frank Act Committee Advocating and Commenting on Chief Compliance Officer Rules
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Executive Officer of SIFMA Compliance and Legal Society and Day Chair
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Member of FINRA Compliance Advisory Group
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Member of FINRA Fixed Income Committee