Laurence Godin
Principal, Advisory, FS Regulatory & Compliance Risk
National Practice Lead Asset and Wealth Management
Larry has spent over 20 years in the financial services industry focusing on legal, risk and compliance issues in the asset and wealth management space. Larry has held such positions as Chief Legal Officer for Asset Management, Senior Counsel and General Counsel at large institutional asset management and dually registered broker-dealer/investment advisory wealth management firms. He has worked closely with Compliance in the creation and implementation of asset and wealth management compliance programs. Most recently, Larry was the Head of Governance for a large global wealth management firm where he worked closely with the firm’s legal, compliance and risk partners to ensure the proper development and maintenance of its asset management products and services.