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Weekly collection of regulatory activity in Washington D.C.
Financial services regulatory news
BIS bulletin: Addressing the risks in crypto: laying out the options
Proposed rule to establish a public registry of supervised nonbanks’ terms and conditions in their contracts
What new supervised institutions need to know about working with the CFPB
Protecting people’s access to their money
Enforcement action alleging a scheme to misappropriate funds from a decentralized digital asset exchange
Statement of Interest filed in FHA case involving algorithm-based tenant screening systems
2023 Report on FINRA’s Examination and Risk Monitoring Program
Federal Reserve Bank Chair and Deputy Chair designations
Brief remarks on the economy and banking supervision
Central Bank Independence and the Mandate—Evolving Views
Open meeting scheduled for Jan 19th; agenda to include age-related fraud reporting trends
Announcement of steps towards addressing home appraisal bias
Revised Fair Lending booklet
Division of Investment Management updated FAQs for the Marketing Rule
Enforcement actions, alleging:
Two companies engaged in an unregistered offer and sale of securities to retail investors through a crypto asset lending program
A former officer of a company made false and misleading statements to investors; without admitting or denying the SEC findings, the former officer agreed to officer and director bars and a civil money penalty
FinCEN Alert on detecting financial activity related to human trafficking
Financial services policy news
Financial Services Committee Subcommittee Chair designations, including new subcommittee on digital assets, financial technology, and inclusion