Wealth and Asset Management Regulatory Insights

The articles on this page provide insights on the evolving investment management regulatory environment

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The asset management industry in the UK and the EU continues to face a challenging regulatory environment, with a series of long-running initiatives and new proposals on the horizon, some giving rise to new opportunities. To be successful in such interesting times, firms need to navigate a challenging course.

The key regulatory themes currently driving policy and supervisory activity in the sector include sustainable finance, systemic risk, governance, investor protection, digital innovation, resilience and efforts to widen investor choice. 

KPMG professionals have a wealth of experience across these areas, as well as the skills and expertise to help clients with regulatory change and regulatory-driven transformation across wealth and asset management firms.

Our most recent thought leadership and related articles can be found below.


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Private asset management

Evolving regulatory expectations

Private assets under the spotlight

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The FCA's anti-greenwashing rule

Meeting the 31 May deadline

Ongoing advice charges

Meeting the FCA's expectations

Preparing for AIFMD II

Implications and actions for firms

The Anti-Greenwashing Rule

FCA consultation on guidance for firms

SDR policy statement and final rules

A significant challenge for fund managers

Focusing on private assets

Valuation practices under scrutiny

Proposals for an EU Retail Investment Strategy

Wide-ranging changes to improve consumer outcomes

Consumer Duty - increasing incomes by improving outcomes

How to make Consumer Duty both a regulatory and commercial success

Culture and the Consumer Duty

Creating the right conditions to thrive.

EU Sustainable Finance Disclosure Regulation

Further updates, useful clarifications and significant potential changes

TCFD-aligned reporting for UK Asset Managers

A recap of the FCA’s fast-approaching disclosure requirements

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David Collington

Wealth and Asset Management, EMA FS Regulatory Insights Centre

KPMG in the UK

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