Private placement of securities – need for caution

Non-compliance with statutory provisions may derail the fund raising exercise
Private placement of securities – need for caution

Raising of funds through private placement requires a company to pass through a high-level scrutiny by investors, which is a daunting task. Though companies are not required to go for higher level of regulatory compliances for private placement they still need to be vigilant about the methodology being adopted for raising funds.

Recent cases of adjudication and imposition of high level of penalties, thereof, by Registrar of Companies (NCT of Delhi & Haryana) (ROC) has again brought to the forefront the importance of being compliant with law and need for good corporate governance. 

Private placement of securities – need for caution

Private placement of securities – need for caution

Non-compliance with statutory provisions may derail the fund raising exercise

Key Contacts

Akhilesh Tuteja

Partner & National Leader, Clients and Markets

KPMG in India

Maneesha Garg

Partner & Head – Managed Services, Forensic, F&A, HR, Learning, Insight Led sales, Digital business operations and Sourcing

KPMG in India

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