The exponential rise in compliance requirements, coupled with high scrutiny from regulatory agencies, demands that companies adopt a vigilant and strictly compliant approach to their business operations. Even a small failure to abide by rules and regulations can have substantial consequences for companies and key management personnel, including fines, legal action and more importantly reputational damages.
Hence, it is crucial now more than ever that businesses have a torchbearer who would assist them with better corporate governance and thus help reduce risk exposure while assisting them in meeting all the statutory requirements and being compliant with laws and regulations governing the jurisdiction.
Don't let statutory burden hold you back - Act today!
How can we help?
Our Corporate Compliance Advisory Services would help you tackle key challenges like:
Identifying the right target operating model for corporate compliance matters
Lack of bandwidth for business partnering and value adds
Lack of awareness regarding the benefits of good corporate governance
Frequent regulatory changes and judicial pronouncements
High attrition in the organisation’s Corporate Secretarial team leading to lack of day-to-day support of experts
Lack of KPI driven culture
Why KPMG in India?
At KPMG in India, we help you stay ahead of the curve on all corporate governance and compliance matters.
With deep industry knowledge, we support companies at each stage from the beginning of entity incorporation to the final stages of winding up. We leverage a right blend of technology and enable businesses to focus more on their strategic objectives, while thoroughly abiding by the statutory requirements.
We are driven by proactive and collaborative approach, further characterized by:
Access to KPMG in India’s diversified experience and KPMG's network of member firms
Focus on core competency while we assist the organisations in complex compliances
Mitigate regulatory and compliance risk and improve compliance
Intelligent compliance insights and standardised compliance checklists
Cost saving and efficiency driven results
Compelling commercial model to unlock your revenue potential
Transparency and ethical conduct in governance
Flexibility and scalability in operations to suit your business requirements
Our service offerings
I. Incorporation and set up services
- Providing understanding of Indian regulatory landscape
- Guidance on appropriate entity structure
- Assistance in registration of the desired entity structure
II. Advising on corporate compliances
- Board and Shareholders related compliances
- Event based compliances
- Alteration of memorandum & articles of association
- Changes in authorised & paid-up share capital
- Condoning the delay in filing of ROC forms with Central Government
- Execution of corporate actions on issues such as bonuses, debentures, ESOPs and loan-to equity conversions, etc.
- Assistance in shifting of registered office of the company & LLP
- Conversion of entities from one structure to another
- Annual compliances
- Limited Liability Partnership compliances
- One Person Company (OPC) compliances
- Foreign company compliances
- Liaison office
III. Pre - IPO assistance
- Review of existing compliances
- Way forward on gaps identified
- Assistance in conversion from Private to Public
- Assistance with prospectus
- Assistance with Listing
IV. Societies and trust
- Assistance in formation documents
- Registration of societies and trusts
- Annual compliances
- Compliance support
V. Reviews and remedial support
- Review of existing compliances under applicable corporate laws
- Identify the compliance gaps
- Offering remedial support to rectify those gaps
- Developing SOPs
VI. Closure and pre-closure services
- Strike off and summary winding up
- Assistance in preparation of necessary applications
VII. Listed company compliances
- Advising on composition of Board and its mandatory committees
- Event based compliances
- Change in directors and key managerial personnel disclosures
- Identification and disclosure of material events
- Disclosures on fund raising related activities such as preferential allotment, rights issue, bonus issue etc.
- Correspondence support
- Assistance in quarterly compliances viz:
- Shareholding pattern
- Corporate governance report
- Investor grievance report
- Financial results
- Assistance in formulation of policies
- Assistance in preparation of annual report
- Identification of material events
- Understanding and identifying the related parties
- Assistance in Insider Trading Compliances
- Assistance in Takeover code Compliances
