Faced with ongoing economic challenges, increased pressure to improve risk management effectiveness, and preparing for emerging regulatory requirements, many organizations are recognizing the need to evolve and transform their internal audit and risk management functions to align with strategic business objectives. The Board, Audit Committees, Senior Leaders and Regulators have taken a deep interest in the roles, responsibilities and execution of these functions – especially in such pivotal areas as governance, risk identification and management, quality assessment, and sustained compliance.
 

The professionals in our Internal Audit, Risk and Compliance Services group combine industry knowledge, experience, leading methodologies and a performance focus to help enable internal audit, risk management, compliance and finance functions. We have a global network of more than 7,500 professionals that our clients can tap to improve business effectiveness across functions and across borders.
 

Internal Audit Services focuses on providing value proposition to meet clients' specific needs pertaining to:

• the effectiveness of Corporate Governance in achieving business objectives and fulfilling shareholders' expectations;

• the effectiveness of assessing and managing business risks;

• the effectiveness of establishing a robust mechanism to monitor cross-border investments and operations;

• the effectiveness of the internal audit function in dealing with an organization's key risk areas and providing assistance to management in monitoring the implementation of related controls; and the requirements as to Corporate Governance and internal controls for local businesses with the intention of seeking an initial public offering in overseas markets, e.g., the US, Hong Kong, and Singapore.

Our services include:

Corporate Government

• External Performance Assessment of Board and Functional Committees
• Advisory Service for Performance Optimization of Board and Functional Committees (including appointment guidance, annual plan and KPI development, discussion operation, duty performance, decision quality improvement, reference information provided for directors, performance evaluation, succession plan and stakeholder communication, etc.)
• Advisory Service for Establishment and Efficiency Optimization of Corporate Governance Structure
• Corporate Governance Evaluation Advisory Service
• Independent Director Advisory Service
• ISO 37001 Anti Bribery Management System Advisory Service

Risk Management

• Enterprise Risk Management (ERM) Maturity Assessment and Optimization for Large Enterprises
• Optimization of Risk Management Assessment Methodology and Review of Assessment Results
• Advisory Service for Establishment of Key Risk Monitoring Mechanism (Including Key Risk Indicators and KRI Dashboard)
• Integration and Optimization of Risk Management Mechanism
• Strength Risk Management Function
• Implementation of Risk Management System
• Supply Chain Risk Management (Including Contract Guarantee, Performance Feedback, Supplier Risk Assessment, Supplier Compliance Review, and etc.)

Internal Control

• Optimization of Group Management Mechanism
• Diagnosis Service of Internal Control Process for Specific Operational Projects
• Identification and Management of Major Risks for Specific Operational Processes
• Advisory Service for Establishment of Internal Control System (Including Enterprises, Schools, Foundations, Non-departmental Public Bodies, and Other Non-profit Organizations, and etc.)
• Internal Control Review for Specific Purpose Required by the Competent Authorities
• Advisory Service for Establishment of Eco System

Internal Audit

• Internal Audit Outsourcing and Co-sourcing Service
• Strength Internal Audit Function
• Advisory Service for Establishment of Audit Monitoring Platform and Continuous Auditing and Continuous Monitoring (CACM) Mechanism
• Risk Based Internal Audit (RBIA) Establishment Advisory Service/ Effectiveness Review
• Advisory Service for Establishment of Internal Audit Quality Evaluation Mechanism/ External Evaluation
• Big Data Analysis and Audit Service (DAnIA)

Regulatory and Contract Compliance Services

• Advisory Service for Establishment of US-SOX and J-SOX Internal Control Framework and System
• US-SOX、J-SOX Annul internal Control Assessment Outsourcing Service
• Conflict Minerals Third Party Independent Private Sector Audit (IPSA)
• Establishment of Risk Management Mechanism for Specific Projects Pursuant to the Waste Clearance and Transportation Law
• Contract Compliance Review of Contract Objects (Including Royalty, License, Distribution Agreement, Advertising and Digital Content, and etc.)
• Supplier Due Diligence

Accounting Advisory Services

• Optimization of Accounting/Financial Reporting Process
• IFRS Introduction and Conversion Advisory Service
• Diagnosis of Specific Accounting Process