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      Jim is a regulatory specialist focussing on a number of areas of regulation including PRA and FCA authorisations, variations of permission, change in control applications, governance arrangements, remediation and regulatory reviews. Jim has 25 years’ experience of providing a broad range of compliance and consulting assistance to a wide variety of clients.

      1. Areas of expertise

        Regulatory authorisations

        Variations of permission

        Change in control applications

        Governance arrangements

        Compliance and conduct

      2. Education & qualification

        BA (Hons) European Finance and Accounting, Leeds Metropolitan University

        CES Gestion et Finance, ESC Le Havre/ Caen, France

      3. Accreditations

        Chartered Institute for Securities and Investment – Regulation and Compliance

        PRINCE2 Foundation and Practitioner