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    Jim Hough

    Jim Hough

    Director, Financial Services

    KPMG in the UK

    Jim is a regulatory specialist focussing on a number of areas of regulation including PRA and FCA authorisations, variations of permission, change in control applications, governance arrangements, remediation and regulatory reviews. Jim has 25 years’ experience of providing a broad range of compliance and consulting assistance to a wide variety of clients.

    1. Areas of expertise

      Regulatory authorisations

      Variations of permission

      Change in control applications

      Governance arrangements

      Compliance and conduct

    2. Education & qualification

      BA (Hons) European Finance and Accounting, Leeds Metropolitan University

      CES Gestion et Finance, ESC Le Havre/ Caen, France

    3. Accreditations

      Chartered Institute for Securities and Investment – Regulation and Compliance

      PRINCE2 Foundation and Practitioner