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The challenge

Regulation is and remains a key driver for many developments in the financial industry. New regulations take up social developments and have an ever greater influence on business and operating models. This new dynamic has implications for the role and range of tasks of different areas of financial institutions.

Compliance with regulatory requirements remains essential. However, the C-level agenda is no longer purely regulatory driven. Efficiency and optimisation are becoming increasingly important in a difficult economic environment for institutions.

Our support services for your questions:

We are the partners of the Chief Compliance Officer and the Chief Regulatory Officer. Our employees support you with their expertise in standards & methods, processes, organisation, IT and tools as well as in identifying, assessing and coordinating / shaping regulatory changes.

The latest regulatory changes of CRR III and ESG reporting are not only complex, but also require a prioritisation of possible implementation and a localisation of responsibilities. Our range of solutions also includes support in IT-driven reporting and ECB onboarding. In addition, we support our core teams in the annual audit of financial institutions and securities institutions as specialists in regulatory issues.

Do you need support in processing the results of a 44 audit of the compliance function? The internal audit department sees challenges in ensuring the prevention of money laundering? In these and other cases, our staff will support you in implementing compliance. Whether for projects at board level or for granular further developments, we always analyse how innovative technologies and methods in combination with our professional expertise can realise the client's goals.

Solvency & Liquidity

Topics such as CRR III, Basel IV and Investment Firm Regulation (IFR)

Regulatory Reporting

Reporting topics such as COREP, FINREP, FinStabDEV

Compliance

Topics such as MaRisk compliance, WpHG, governance and tax compliance

Anti-Financial-Crime

Anti-Money Laundering, Terrorist Financing & Fraud

RRP (Recovery and Resolution Planning)

Topics such as funding in resolution, separability, recovery and resolution plans

Reg-Tech

Einsatz von Technologien im streng regulierten Finanzmarktumfeld

ESG

Topics such as Pillar III ESG disclosure, EU taxonomy, CSRD and supply chain due diligence law (LkSG)

Sanctions

Reduction of false positive hits using machine learning tools

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