SFC FRR Circular for Asset Managers

Best practice in compliance with FRR, and use of technology in regulatory reporting

Best practice in compliance with FRR, and use of technology in regulatory reporting

In this video, our KPMG partners Tom Jenkins and Matthew Sung discussed the purpose, key issues, and regulatory concerns from a recent circular on Securities and Futures (Financial Resources) Rules (FRR) reporting circulated by Securities and Futures Commission (SFC). They also explored best practices when outsourcing the regulatory reporting function and how technology can play a role as a solution.

Contact us

Tom Jenkins
Head of Financial Services
Governance, Risk and Compliance Service
Hong Kong (SAR)
KPMG China
E: tom.jenkins@kpmg.com
T: +852 2143 8570

Matthew Sung
Audit Partner, Financial Services
Asset Management
Hong Kong (SAR)
KPMG China
E: matthew.sung@kpmg.com
T: +852 3927 3008