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      Navigate regulatory complexity with confidence

      In an era of intensifying regulatory scrutiny and rising stakeholder expectations, organisations face mounting pressure to demonstrate robust compliance and governance. Our Regulation and Compliance offering empowers businesses to stay ahead of regulatory change, respond effectively to enforcement actions and build resilient compliance frameworks that protect reputation and drive long-term value.

      With a multidisciplinary team and cutting-edge tools, we help clients design, implement and validate compliance programs that are not only efficient but also future-ready. Whether responding to new regulations, dealing with regulatory scrutiny, uplifting risk frameworks, or leveraging AI to assess control strength, we bring clarity and confidence to your regulatory journey.

      Service offerings

      KPMG provides the following services to businesses:

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      Compliance frameworks for long-term value

      Our Regulation and Compliance offering helps organisations navigate complex and evolving regulatory environments by enhancing governance, strengthening compliance frameworks and mitigating risk. 

      Governance and compliance management

      Our approach enables clients to meet regulatory obligations with confidence, protect stakeholder value, and maintain their social licence to operate.

      Regulatory response support

      We support clients through regulatory responses, independent expert/assurance roles, and regulatory change initiatives, while also developing industry-leading target operating models (TOMs). 

      We leverage innovative technologies like KymCompliance to help clients drive efficiency and effectiveness in compliance management.

      AI-driven compliance

      How we help you stay ahead of regulatory change 

      • Enhance regulatory resilience

        Clients gain the ability to proactively manage regulatory risks and respond confidently to enforcement actions, reducing the likelihood of fines, sanctions or reputational damage.

      • Bring credibility to compliance

        With access to independent experts and assurers, clients can demonstrate to regulators and stakeholders that their compliance efforts are credible, transparent and effective.

      • Build future-ready compliance frameworks

        Through tailored operating models and frameworks like the Compliance Compass, clients build scalable, sustainable compliance systems that evolve with regulatory demands.

      • Boost efficiency through innovation

        By leveraging advanced technologies such as AI and KymCompliance, clients streamline compliance processes, reduce manual effort and improve decision-making speed and accuracy.

      • Achieve strategic advantage in a complex market

        With over 250 regulators and constant regulatory change, clients who stay ahead of compliance gain a competitive edge – protecting growth, reputation and stakeholder trust.

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      Frequently asked questions

      We support clients across a wide spectrum of regulatory challenges – from responding to enforcement actions and regulatory change, to uplifting compliance frameworks and controls. Whether you’re implementing new regulations like CPS 230, undergoing remediation, or seeking independent assurance, our team brings deep expertise and valid methodologies to help you navigate complexity and reduce risk.

      Our approach combines regulatory expertise with innovation. We offer proprietary tools like Compliance Compass for target operating models and KymCompliance for tech-enabled compliance management. We also bring independent assurance capabilities and have acted as independent experts in high-profile regulatory matters. Our multidisciplinary team establishes systems which are practical, scalable, and aligned with your business objectives.

      We work closely with chief compliance officers, risk management officers, business/division leads, legal counsel, heads of internal audit, and financial crime compliance managers. These stakeholders rely on us to assess, design, and implement compliance strategies that meet regulatory expectations and enhance governance.

      Clients typically see improved regulatory adherence, reduced risk of fines or sanctions, and stronger internal controls. Our work also enhances stakeholder confidence – whether that’s regulators, investors, or customers – by demonstrating a proactive and structured approach to compliance.

      While we have deep experience in financial services – including supporting over 50 clients with CPS 230 implementation and dozens of clients with enforceable undertakings, remediation programs and similar matters – our Regulation and Compliance offering is industry agnostic. We support clients across all sectors facing regulatory scrutiny, including energy, telecommunications, and healthcare, adapting our frameworks to suit sector-specific requirements.