The Washington Report | For the week ended December 11, 2015

The Washington Report | December 11, 2015

In this issue


Safety & Soundness

  • Federal Reserve Revises Surveillance Program
  • OCC Credit Underwriting Survey Highlights an Easing of Standards
  • Basel Committee Releases Second Consultative Document for Credit Risk
  • FSB Publishes Papers of Enhanced Disclosure Task Force
  • House Committee Conducts Oversight Hearing of Financial Stability Oversight Council
  • Legislative Actions 

Enterprise & Consumer Compliance

  • Enforcement Actions
  • Legislative Actions 

Capital Markets & Investment Management

  • SEC Proposes New Derivatives Rules for Registered Funds
  • CFTC Extends Time-Limited No-Action Relief from Certain Recordkeeping Requirements
  • FINRA Introduces New Trade Submissions Category
  • IOSCO Publishes Hedge Fund Survey Report
  • Enforcement Actions
  • Legislative Actions

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