Safety & Soundness

• Federal Reserve Revises Surveillance Program
• OCC Credit Underwriting Survey Highlights an Easing of Standards
• Basel Committee Releases Second Consultative Document for Credit Risk
• FSB Publishes Papers of Enhanced Disclosure Task Force
• House Committee Conducts Oversight Hearing of Financial Stability Oversight Council
• Legislative Actions 

Enterprise & Consumer Compliance

• Enforcement Actions
• Legislative Actions 

Capital Markets & Investment Management

• SEC Proposes New Derivatives Rules for Registered Funds
• CFTC Extends Time-Limited No-Action Relief from Certain Recordkeeping Requirements
• FINRA Introduces New Trade Submissions Category
• IOSCO Publishes Hedge Fund Survey Report
• Enforcement Actions
• Legislative Actions