The Washington Report | For the week ended November 6, 2015

The Washington Report | November 6, 2015

In this issue...


Safety & Soundness

  • FSB Publishes 2015 List of G-SIBs
  • Agencies Issue Guidance on Capital Deduction Methodology for Volcker Rule
  • Regulatory Attention on Credit Risk
  • FSB Publishes Final and Proposed Guidance Related to Resolution Regimes
  • House Committee Passes Multiple Bills 

Enterprise & Consumer Compliance

  • Department of Justice Hires Compliance Counsel
  • FTC Announces Initiative to Address Deceptive and Abusive Debt Collection Practices
  • CFPB Releases Supervisory Highlights
  • Treasury Launches New Retirement Savings Product 


  • FSB Publishes 2015 List of G-SIIs
  • FSB Publishes Proposal for Resolution of G-SIIs 

Capital Markets & Investment Management

  • FINRA Adopts New Rule 4380 for Business Continuity/Disaster Recovery Testing
  • CFTC Reports on FY 2015 Enforcement Results
  • CFTC Extends No-Acton Relief to SEFs from Certain Block Trade Requirements
  • FSB Publishes Progress Report on Misconduct Risk for FICC Markets
  • FSB Publishes Progress Report on OTC Derivatives Market Reforms
  • Enforcement Actions 

Financial Crimes

  • Federal Reserve Fines Foreign Bank for Violation of U.S. Sanctions

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