The Washington Report | For the week ended November 6, 2015

The Washington Report | November 6, 2015

In this issue...

1000

Safety & Soundness

  • FSB Publishes 2015 List of G-SIBs
  • Agencies Issue Guidance on Capital Deduction Methodology for Volcker Rule
  • Regulatory Attention on Credit Risk
  • FSB Publishes Final and Proposed Guidance Related to Resolution Regimes
  • House Committee Passes Multiple Bills 

Enterprise & Consumer Compliance

  • Department of Justice Hires Compliance Counsel
  • FTC Announces Initiative to Address Deceptive and Abusive Debt Collection Practices
  • CFPB Releases Supervisory Highlights
  • Treasury Launches New Retirement Savings Product 

Insurance

  • FSB Publishes 2015 List of G-SIIs
  • FSB Publishes Proposal for Resolution of G-SIIs 

Capital Markets & Investment Management

  • FINRA Adopts New Rule 4380 for Business Continuity/Disaster Recovery Testing
  • CFTC Reports on FY 2015 Enforcement Results
  • CFTC Extends No-Acton Relief to SEFs from Certain Block Trade Requirements
  • FSB Publishes Progress Report on Misconduct Risk for FICC Markets
  • FSB Publishes Progress Report on OTC Derivatives Market Reforms
  • Enforcement Actions 

Financial Crimes

  • Federal Reserve Fines Foreign Bank for Violation of U.S. Sanctions

© 2024 KPMG LLP, a Delaware limited liability partnership and a member firm of the KPMG global organization of independent member firms affiliated with KPMG International Limited, a private English company limited by guarantee. All rights reserved.


For more detail about the structure of the KPMG global organization please visit https://kpmg.com/governance.

Connect with us