The Washington Report | For the week ended October 16, 2015

The Washington Report | October 16, 2015

In this issue...

1000

Safety & Soundness

  • Basel Committee Releases Ninth Progress Report on Adoption of Basel Framework

Enterprise & Consumer Compliance

  • CFPB Releases Final Rule Modifying HMDA Regulations
  • CFPB Student Loan Ombudsman Releases Annual Report

Insurance

  • NAIC Advances Consumers’ Cybersecurity Bill of Rights

Capital Markets & Investment Management

  • SEC Publishes Staff Report on Private Fund Statistics
  • FINRA Proposes Rules to Address Financial Exploitation of Seniors and Other Adults
  • CFTC Extends No Action Relief for Swaps Executed as Part of Certain Package Transactions
  • Enforcement Actions 

Financial Crimes

  • FinCEN Publishes Annual SAR Stats and Launches Interactive Application

© 2023 KPMG LLP, a Delaware limited liability partnership and a member firm of the KPMG global organization of independent member firms affiliated with KPMG International Limited, a private English company limited by guarantee. All rights reserved.


For more detail about the structure of the KPMG global organization please visit https://home.kpmg/governance.

Connect with us