The Washington Report | For the week ended May 8, 2015

The Washington Report | May 8, 2015

In this issue...


Safety & Soundness

  • Federal Reserve Chair Yellen Discusses State of Financial Regulation
  • Comptroller Discusses OCC Proposals to Eliminate Regulatory Burden on Community Banks
  • U.S. House Committee on Financial Services Subcommittees to Hold Hearings 

Enterprise & Consumer Compliance

  • CFPB Publishes Data Point Report on Consumers with Limited or No Credit Histories 

Capital Markets & Investment Management

  • IOSCO Consults on Sound Practices at Large Intermediaries for Assessing Credit Risk
  • SEC Approves Pilot to Assess Tick Size Impact for Smaller Companies
  • OFR Publishes Paper Examining High-Frequency Trading and Large Datasets
  • IOSCO Publishes Results of Its Anti-Fraud Messaging Survey
  • CFTC Issues Staff Letter Regarding Captive Finance Companies Eligibility for End-User Exception
  • SEC Offers Program to Help Firms Comply with Regulation SCI
  • CFTC Chair Discusses Central Counterparties and Margin Methodology Before the European Parliament Committee on Economics
  • Enforcement Actions

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