Safety & Soundness

• Federal Reserve Chair Yellen Discusses State of Financial Regulation
• Comptroller Discusses OCC Proposals to Eliminate Regulatory Burden on Community Banks
• U.S. House Committee on Financial Services Subcommittees to Hold Hearings 

Enterprise & Consumer Compliance

• CFPB Publishes Data Point Report on Consumers with Limited or No Credit Histories 

Capital Markets & Investment Management

• IOSCO Consults on Sound Practices at Large Intermediaries for Assessing Credit Risk
• SEC Approves Pilot to Assess Tick Size Impact for Smaller Companies
• OFR Publishes Paper Examining High-Frequency Trading and Large Datasets
• IOSCO Publishes Results of Its Anti-Fraud Messaging Survey
• CFTC Issues Staff Letter Regarding Captive Finance Companies Eligibility for End-User Exception
• SEC Offers Program to Help Firms Comply with Regulation SCI
• CFTC Chair Discusses Central Counterparties and Margin Methodology Before the European Parliament Committee on Economics
• Enforcement Actions