The Washington Report | For the week ended November 7, 2014

The Washington Report | November 7, 2014

In this issue...


Safety & Soundness

  • Federal Reserve Adopts Final Rule Establishing New Regulation XX, Concentration Limits for Large Financial Companies
  • FSB and Basel Committee Update List of G-SIBs
  • FFIEC Releases Cybersecurity Assessment Observations and Recommends Participation in Information Sharing and Analysis Center
  • FSB Publishes Progress Report on Sound Compensation Practices and Implementation Standards
  • Agencies’ Shared National Credits Review Indicates High Risk in Credit Portfolios
  • Agencies Announce EGRPRA Outreach Meetings 

Enterprise & Consumer Compliance

  • CFPB Issues Report Highlighting Debt Collection Complaints of Older Consumers 

Capital Markets & Investment Management

  • CFTC Issues Interpretation Regarding Notification and Reporting Requirements for Uncleared Swap Transactions
  • FSB Publishes Progress Report on OTC Derivatives Market Reforms
  • FINRA Investor Survey Reveals Support for Additional Regulatory Protections
  • CFTC Releases Fiscal Year 2014 Enforcement Results
  • Enforcement Actions 

Recent Supervisory Actions

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