The Washington Report | For the week ended November 21, 2014

The Washington Report | November 21, 2014

In this issue...


Safety & Soundness

  • Agencies Issue Joint NPR to Correct and Clarify Capital Rules for Advanced Approaches Banking Organizations
  • Governor Tarullo Provides Interim Appraisal of Federal Reserve’s Approach to Liquidity Regulation
  • Federal Reserve Conducting Reviews of Its Examination and Supervision Processes for Large Banks
  • OCC Issues Statement on Risk Management of Banking Services Offered to Money Services Businesses
  • OCC Issues Revised Comptroller's Licensing Manual Booklet 

Enterprise & Consumer Compliance

  • CFPB Advises Disabled Veterans to Monitor Credit Reports Following Discharge of Debt
  • CFPB Issues Bulletin to Remind Creditors of Their Obligations under the ECOA with Regard to Public Assistance Income
  • Department of Defense Prohibits Service members’ Use of New Allotments to Purchase, Lease or Rent Personal Property
  • CFPB Proposes Revisions to Certain Mortgage Servicing Rules
  • CFPB Fines "Buy Here, Pay Here" Auto Dealer for Unfair Acts and Practices 

Capital Markets & Investment Management

  • FINRA and MSRB Release Proposals to Provide Pricing Reference Information for Retail Investors in Fixed Income Securities
  • SEC Adopts Rules to Governing Systems Compliance and Integrity
  • CFTC Chairman Massad Discusses Cross-Border Regulatory Challenges
  • CFTC Commissioner Bowen Seeks Public Comment on Scope and Composition of New Advisory Committee
  • Enforcement Actions  

Recent Supervisory Actions

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