The Washington Report | For the week ended October 24, 2014

The Washington Report | October 24, 2014

In this issue...


Safety & Soundness

  • Regulators Issue Supervisory Scenarios for 2015 Capital Planning and Stress Testing Program
  • Six Federal Agencies Jointly Issue Final Risk Retention Rule
  • Federal Reserve Board Governor Tarullo and New York Federal Reserve Bank President Dudley Discuss Culture in Financial Services Firms

Enterprise & Consumer Compliance

  • CFPB Adopts Rule to Amend Privacy Disclosures Requirements under Gramm-Leach Bliley Act and Regulation P
  • CFPB Issues Final Rule Amending Certain Mortgage Rules
  • Regulators Issue Joint Proposal for Flood Insurance Rule
  • CFPB Proposes Language Access Plan 


  • IAIS Develops Basic Capital Requirements for Global Systemically Important Insurers 

Capital Markets & Investment Management

  • CFTC Issues Interpretative Guidance Regarding Customer Margin Deposits Submitted Using ACH Payment Processing Systems
  • FINRA Chief Risk Officer Discusses Culture and Ethics
  • CFTC Signs Cross-Border Oversight MOU with Manitoba Securities Commission
  • MSRB Proposes Extension of Its Gifts Rule to Municipal Advisors and Finalizes a Supervisory and Compliance Framework
  • FINRA Issues Regulatory Notice Regarding SEC Adoption of the Supplemental Inventory Schedule
  • Enforcement Actions 

Recent Supervisory Actions

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