The Washington Report | For the week ended October 3, 2014

The Washington Report | October 3, 2014

In this issue...

1000

Safety & Soundness
     
FSB PublishesProposals on Cross-Border Recognition of Resolution Actions

Federal Reserve to Begin Quantitative Impact Study for Institutions Substantially Engaged in Insurance Underwriting Activity        

OCC Bulletin Addresses OTS Integration and Applicable Guidance
        
FSB Enhanced Disclosure Task Force Publishes Second Progress Report
 
Enterprise & Consumer Compliance
        
CFPB Releases Report on Manufactured Housing
        
Comptroller Curry Discusses Strategic Planning and the Advantages CDFI Certification
        
CFPB Fines Bank for Default Servicing Practices
        
FDIC Fines Bank for Unfair and Deceptive Practices Related to Credit Card Add-on Products
        
CFPB Fines Title Insurance Agency for Entering into Quid Pro Quo Referral Agreements
 
Capital Markets& Investment Management
        
FINRA Requests comment on a Rule Proposal to Implement the Comprehensive Automated Risk Data System
       
FSB Publishes Final Report on Foreign Exchange Benchmarks
        
CFTC Signs Memorandum of Understanding with Australian Securities and Investments Commission
        
SEC Chair White Discusses International Cooperation at IOSCO Conference
        
SEC Commissioner Piwowar Discusses Adoption of a Uniform Fiduciary Duty for Broker-Dealers and Investment Advisors
        
Enforcement Actions
 
Recent Supervisory Actions


 

© 2024 KPMG LLP, a Delaware limited liability partnership and a member firm of the KPMG global organization of independent member firms affiliated with KPMG International Limited, a private English company limited by guarantee. All rights reserved.


For more detail about the structure of the KPMG global organization please visit https://kpmg.com/governance.

Connect with us