The Washington Report | For the week ended September 19, 2014

The Washington Report | September 19, 2014

In this issue...


Safety & Soundness

  • Senate Committee on Banking, Housing and Urban Affairs
    Hearing Examines State of Small Depository Institutions
  • House Subcommittee Conducts Hearing on FSOC Oversight
  • FSB Provides Update to G20 on Financial Regulatory Factors
    Affecting the Supply of Long-Term Investment Finance
  • FSB Discusses Vulnerabilities in the Global Financial System
    and Plans for Completing Core Financial Reforms
  • Federal Reserve Releases Summary Report of 2013 Debit Card
  • OCC Hosts Cleveland Workshops on Risk Assessment and Credit

Enterprise & Consumer Compliance

  • CFPB Proposes Rule to Bring Oversight to Large Nonbank Auto
    Finance Companies
  • CFPB Charges For-Profit College Chain with Predatory Lending
  • CFPB Charges Payday Lender with Illegally Accessing Consumer
  • Senate Committee on Banking, Housing and Urban Affairs
    Hearing Considers Protections in Consumer Financial Services
  • CFPB to Hold Public Forum on Checking Account Screening
    Policies and Practices

 Capital Markets & Investment Management

  • FINRA Requests Comment on Revised Proposal to Adopt
    Consolidated Customer Account Statements
  • FINRA Board Approves Series of Equity Trading and Fixed
    Income Rulemaking Items
  • CFTC Approves Swap-Related Proposed Rule and Final Rule
  • SEC and SBA to Host Events on Small Business Capital Raising
    Under the JOBS Act
  • Enforcement Actions 

Recent Supervisory Actions

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