The Washington Report | For the week ended July 3, 2014

The Washington Report | July 3, 2014

In this issue...


Safety & Soundness

  • Foreign Bank Penalized by U.S. Regulators for Violating U.S.
    Sanctions Laws 
  • BIS 84th Annual Report Discusses Transitions Needed for
    "Sustainable and Balanced Economic Growth" Following the Crisis
  • Federal Reserve Chair Yellen Says Macroprudential Regulation
    Is a Better Tool than Monetary Policy to Pursue Financial Stability
  • Federal Reserve and FDIC Release Public Sections of Resolution
  • OCC to Host Mutual Savings Association Advisory Committee
  • Agencies Issue Host State Loan-to-Deposit Ratios

 Enterprise & Consumer Compliance

  • Agencies Release List of Distressed or Underserved
    Nonmetropolitan Middle-Income Geographies
  • Federal Reserve and State Regulators Fine Bank for Deceptive
    Practices of Its Third-Party Agent
  • Agencies Issue Guidance for Home Equity Lines of Credit
    Nearing Their End-of-Draw Periods
  • CFPB Rolls Out Materials Package for Community Financial
    Education Project with Public Libraries

 Capital Markets & Investment Management

  • CFTC Further Extends Reopened Comment Period for Two
    Rulemaking Proposals
  • OCC Reports First Quarter Trading Revenue of $6.1 Billion
  • SEC Commissioner Aguilar on Evaluating Pension Fund
    Investments through the Lens of Good Corporate Governance
  • CFTC Extends Time-Limited, No-Action Relief for Swap Dealers
    and Major Swap Participants from Compliance with Reporting Obligations
  • FINRA Brings Transparency to 144A Corporate Debt
  • Basel Committee and IOSCO Undertake Survey of Securitization
  • Enforcement Actions 

Recent Supervisory Actions

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