The Washington Report | For the week ended April 25, 2014

The Washington Report | For the week ended...

In This Issue...


Bank & Thrift Regulatory Update

  • Basel Committee Appoints New Secretary General
  • OCC Reports Financial Highlights for Its Southern District
  • OCC Offers Additional Guidance into Information Security Vulnerability in OpenSSL
  • FDIC Announces Executive Leadership Webinar on Cybersecurity

Enterprise & Consumer Compliance

  • CFPB Publishes Mortgage Closings Report and Announces eClosings Pilot Project
  • CFPB Student Loan Ombudsman Report Focuses on Co-Signer Releases; CFPB Issues Related Consumer Advisory
  • House Subcommittee on Oversight and Investigations Intends to Subpoena Testimony of CFPB Employees

Capital Markets & Investment Management

  • FINRA Approves Rule Amendment to Expand Background Checks on Registration Applicants
  • CFTC Issues Time-Limited No-Action Letter for Certain Commodity Trading Advisors Regarding Oral Recording Requirements
  • Enforcement Actions

Recent Supervisory Actions

© 2024 KPMG LLP, a Delaware limited liability partnership and a member firm of the KPMG global organization of independent member firms affiliated with KPMG International Limited, a private English company limited by guarantee. All rights reserved.

For more detail about the structure of the KPMG global organization please visit

Connect with us