Bank & Thrift Regulatory Update

• Agencies Issue Final Dodd-Frank Act Stress Test Guidance for Medium-Sized Firms
• OCC Releases Interim Final Rule on Basel III Conforming Amendments
• Comptroller Highlights Risk Management Issues Related to Third Parties in Remarks to Community Bankers
• Bank Regulatory Agencies and CDFI Fund to Sponsor National Interagency Community Reinvestment Conference
• KPMG and RMA Release the Operational Risk Management Excellence—Get to Strong Survey Executive Report

 

Enterprise & Consumer Compliance

• CFPB Recovers More Than $1 Million for Service Members, Veterans, and their Families
• House of Representatives Passes Flood Insurance Reform Bill

 

Capital Markets & Investment Management

• CFTC to Host Public Roundtable to Discuss Dodd-Frank End-User Issues
• CFTC, FERC Implement Information Sharing MOU
• CFTC Provides Time-Limited No-Action Relief to Certain Affiliated Counterparties
• Enforcement Actions

 

Recent Supervisory Actions