Bank & Thrift Regulatory Update

• Comptroller Curry Discusses Community Reinvestment with the National Community Reinvestment Coalition
• House Financial Services Committee Passes Legislation Affecting Volcker Rule
• Basel Committee Working Paper Considers the Channels of Adjustment Banks Choose to Meet Capital Requirements
• Federal Reserve Publishes Financial Statements

 

Enterprise & Consumer Compliance

• Senate Passes Flood Insurance Reform Bill

 

Capital Markets & Investment Management

•  SEC Proposes Rules to Enhance Oversight of Systemically Important Clearing Agencies
• SEC Enforcement Division Launches Municipalities Continuing Disclosure Cooperation Initiative for Issues and Underwriters
• FINRA Modifies Certain Information Parameters for Proposed Comprehensive Automated Risk Data System Concept
• Enforcement Actions

 

Recent Supervisory Actions