Jim Hough

Director, Financial Services

KPMG in the UK

Jim is a regulatory specialist focussing on a number of areas of regulation including PRA and FCA authorisations, variations of permission, change in control applications, governance arrangements, remediation and regulatory reviews. Jim has 25 years’ experience of providing a broad range of compliance and consulting assistance to a wide variety of clients.

  • BA (Hons) European Finance and Accounting, Leeds Metropolitan University

  • CES Gestion et Finance, ESC Le Havre/ Caen, France

  • Chartered Institute for Securities and Investment – Regulation and Compliance

  • PRINCE2 Foundation and Practitioner

  • Regulatory authorisations

  • Variations of permission

  • Change in control applications

  • Governance arrangements

  • Compliance and conduct