Investment services & asset management

ESMA published its final report on the Guidelines of MiFID II on product governance requirements - 04/2023

ESMA, MiFID II, Guidelines, Product manufacturers, Distributors

Actions following compliance: challenges arising from the amended PRIIPs regulation - 01-02/2023

PRIIPs regulation, KID, UCITS, Retail investors

ESG readiness in the EU – 06-07/2022

ESG, European Central Bank’s 13 expectations

Supervisory expectations – 12/2021

MNB, credit risk, capital adequacy, penalties, complaint handling

MNB recommendations – 07/2021

Investment fund, risk, stop-loss, success awards, financial markets

Liquidity of investment funds – 05/2021

COVID, mutual funds, liquidity, risk, capital markets

Sustainability in finances – 03/2021

SFDR, green finance, capital discount, ICAAP, CBS, GBP

Summary of supervisory inspections – 12/2020

MNB inspections, supervisory focus, breakdown of fines

Changing supervisory expectations – 08/2020

liquidity stress tests, impairment calculations, ICAAP